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Andrew Rosecky

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Exton, PA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-14
PA RA APPROVED 2023-01-29
  • TX RA
    APPROVED_RES
    Since 2025-03-14
  • PA RA
    APPROVED
    Since 2023-01-29

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A. Exton PA 09/2020 Present
Jg Wentworth Philadelphia PA 03/2019 07/2020
Zober Industries Philadelphia PA 04/2017 03/2019
Drexel University Philadelphia PA 04/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 09/2020 Present
  • 09/2020 → Present
    Bank Of America N.A.
    Exton, PA
  • 03/2019 → 07/2020
    Jg Wentworth
    Philadelphia, PA
  • 04/2017 → 03/2019
    Zober Industries
    Philadelphia, PA
  • 04/2015 → 06/2017
    Drexel University
    Philadelphia, PA
  • 09/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Exton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
  • S66 Uniform Combined State Law Examination
    2023-01-13

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · EXTON, PA
TD PRIVATE CLIENT WEALTH LLC · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EXTON, PA
COMPREHENSIVE FINANCIAL ADVISERS · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Exton, PA

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