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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-06-10
  • SC RA
    APPROVED
    Since 2016-06-10

Branch Locations

10 Aberdeen Drive, Greenville, SC 29605 • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2013-11-08
  • SC RA
    APPROVED
    Since 2013-11-08

Branch Locations

10 Aberdeen Drive, Greenville, SC 29605 • United States

97 Main Street W 103, Edwards, CO 81632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc. Greenville SC 02/2008 Present
Bfc Planning, Inc. Greenville SC 06/2016 Present
Previous Registrations
Other Businesses

1.1ST & MAIN LLP-Y-GREENVILLE, SC-INVESTMENTS ADVICE-PARTNER-01/2010-2-2-INVESTMENT ADVICE 2.E&R LLC-N-GREENVILLE, SC-PERSONAL LLC-PRESIDENT-02/2008-2-2-PERSONAL LLC THAT OWNS SHARES OF 1ST & MAIN LLP 3.CRUMP LIFE INSURANCE SERVICES-N-GREENVILLE, SC-INSURANCE-AGENT-01/2010-6-6-FIXED INSURANCE 4.1ST & MAIN INVESTMENT ADVISORS-Y-GREENVILLE, SC-INVESTMENT ADVICE-PARTNER-02/2008-160-160-INVESTMENT ADVICE 5.1st & Main Investment Advisors-Y-Greenville, SC-Insurance Sales-Agent-10/2016-4-1-Insurance Brokerage firm 6.LTCI Partners, LLC-N-Greenville, SC-Insurance-Agent-05/2018-1-1-Long Term Care Insurance Sales 7.Diversified Brokerage Services, Inc.-N-Minneapolis, MN-Insurance Sales-Agent-05/2018-4-4-Life Insurance Sales. 7.1st & Main Investment Group-N-Greenville, SC-Insurance Sales for the Cason Group-Agent-08/2019-5-5-Life insurance general agent for the Cason Group. 8. The Cason Group- N- Charlotte, NC- Fixed insurance- Agent- 01/2024- 3- 0- Sales and service of fixed life, LTC, and DI insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-03
  • S66 Uniform Combined State Law Examination
    2005-08-03
Other Names
  • Alex Schaefer
  • Alex Schaefer

View on SEC IAPD

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