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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-19 |
Branch Locations
533 W Channel Islands Blvd, Port Hueneme, CA 93041 • United States
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Port Hueneme | CA | 07/2014 | Present |
| Wells Fargo Clearing Services Llc | Port Hueneme | CA | 01/2019 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; OXNARD,CA; 40% OWNERSHIP, START DATE 01/28/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PROPERTY MANAGEMENT. R & C INVESTMENT GROUP, INV RELATED, OXNARD, CA, 50% OWNERSHIP, START 10/15/2020, 3 HOURS PER MONTH, ZERO DURING TRADING, COLLECT RENT AND SCHEDULE MAINTENANCE REPAIRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-17 |
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