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Florencio Greg Ayala

J.P. Morgan Securities LLC

Port Hueneme, CA

CRD 6575741

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-03
CA RA APPROVED 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2023-11-03
  • CA RA
    APPROVED
    Since 2022-10-11

Branch Locations

619 W Channel Islands Blvd, Port Hueneme, CA 93041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Ventura CA 12/2015 07/2017
Thrivent Financial Appleton WI 04/2016 07/2017
Edward Jones St. Louis MO 07/2017 09/2022
J.P. Morgan Securities Llc Port Hueneme CA 10/2022 Present
Jpmorgan Chase Bank, N.A. Port Hueneme CA 10/2022 Present
Massachusetts Mutual Life Ins Co Appleton WI 06/2017 10/2019
Southern California Collegiate Football Officials Association St Cerritos CA 09/2022 Present
Channel Coast Officials Camarillo CA 10/2021 Present
  • 12/2015 → 07/2017
    Ventura, CA
  • 04/2016 → 07/2017
    Thrivent Financial
    Appleton, WI
  • 07/2017 → 09/2022
    St. Louis, MO
  • 10/2022 → Present
    Port Hueneme, CA
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Port Hueneme, CA
  • 06/2017 → 10/2019
    Massachusetts Mutual Life Ins Co
    Appleton, WI
  • 09/2022 → Present
    Southern California Collegiate Football Officials Association
    St Cerritos, CA
  • 10/2021 → Present
    Channel Coast Officials
    Camarillo, CA
Previous Registrations
Other Businesses

Entity Name: Channel Coast Officials Investment related: No "Address: 669 BUENOS TIEMPOS DR CAMARILLO, CA 93012 channelcoastofficials.org" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 10/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Referees for sports in our community. My responsibility is to be a referee official at football games. These responsibilities are not similar to my role at JPMC and have no connection" Entity Name: Southern California Collegiate Football Officials Association Investment related: No "Address: 13141 Sutton st Cerritos CA 90703 sccfoa.org " Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 09/10/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a referee for the junior colleges in Southern California

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-21
  • S66 Uniform Combined State Law Examination
    2016-04-21
Other Names
  • Greg Ayala
  • Florencio Gregorio Ayala
  • Florencio Gregorio Ayala
  • Florencio Greg Ayala
  • Gregorio F Ayala
  • Florencio G Ayala
  • Florencio F Ayala
  • Florencio Greg Ayala

View on SEC IAPD

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