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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-19
AL RA APPROVED 2005-06-24
  • TX RA
    APPROVED
    Since 2007-01-19
  • AL RA
    APPROVED
    Since 2005-06-24

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 03/2005 Present
Bank Of America, Na Birmingham AL 12/2009 Present
Other Businesses

I*25521FOR-PROFIT ORGANIZATIONNAME: BREAST CANCER RESEARCH FOUNDATION OF ALABAMAINVESTMENT RELATED: NADDRESS OF BUSINESS: UAB COMPREHENSIVE CANCER CENTER, 1824 6TH AVENUE SOUTH, NP 2504BIRMINGHAM, ALABAMA 35294NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2007NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DIRECTOR/BOARD MEMBER RAISE MONEY FOR BREAST CANCER RESEARCH I*80517FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME: MATTERHORN CAPITAL, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:BIRMINGHAM, ALABAMA 35223NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/20/2015NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A HOLDING COMPANY WITH MY FATHER AND BROTHER TO INVEST IN RURAL URGENT CARE FACILITIES I*134597For profit or not for profit: For-Profit OrganizationName of outside business organization: Matterhorn Capital II, LLCInvestment related: YAddress of business:Birmingham, Alabama 35213Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 11/9/2020Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: This is an LLC vehicle for my brother and myself, to then invest in Janus Materials . This is the exact same structure as my existing Matterhorn Capital, LLC. I*1448267For profit or not for profit: Entity For ProfitName of outside business organization: Chestnut Hills Holdings LLCInvestment related: NAddress of business: Birmingham, Alabama, 35213, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 8/24/2023Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , This is a single member LLC for me to participate in real estate investments. All investments will be cleared through AIM as a Private Investment prior to purchase. For example, I will be using this entity to buy into the BrookCliff Fund, already approv OBA ID: 478876OBA Name: Hickory Hills CorporationLocation: Florence, ALInvestment Related Activity: NoRole: Committee, Officer, SecretaryStart Date: 4/14/2018Duties: Family S Corp that owns farm landI*4525303Entity Type: Entity CharitableName of OBA: mountain brook city schools foundationAddress: birmingham, Alabama, 35213Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 08/03/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: raise funds for the mountain brook city schools board member I*4675293 Entity Type: Entity For Profit Name: Cypress Land Company Address: Birmingham, Alabama, 35213 Investment Related: No Position: General Partner/Managing Member Start Date: 07/15/2026 Hours: 5, Monthly Hours during trading: 0 Duties: I am creating a single member LLC to purchase farm land that is in close proximity to Hickory Hills farm personal/hunting/will lease some of the land to a farmer to row crop I*4525303 Entity Type: Charitable Name: mountain brook city schools foundation Address: Birmingham, Alabama, 35213 Investment Related: No Position: Board Member Start Date: 08/03/2026 Hours: 1, Monthly Hours during trading: 0 Duties: Raise funds for the mountain brook city schools board member I*5055267, Entity Type: , Name of OBA: ONeal Comprehensive Cancer Center Advisory Board, Address: Birmingham, Alabama, 35233, Investment Related: N, Position: board member , Employee Start Date: 08/12/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: serve as a board member and advocate for the CCC raise money and awareness for the ONeal CCC and advise on potential direction of the CCC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-23
  • S66 Uniform Combined State Law Examination
    2005-06-23
Other Names
  • Camper O'NEal
  • Edwin C O'NEal
  • Camper O'NEal
  • E C O'NEal

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