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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-05
MO RA APPROVED 2002-09-03
  • TX RA
    APPROVED_RES
    Since 2016-10-05
  • MO RA
    APPROVED
    Since 2002-09-03

Branch Locations

562 Maple Valley Dr, Farmington, MO 63640 • United States

Farmington, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Farmington MO 09/2005 03/2020
Ameriprise Financial Services, Llc Farmington MO 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; my office562 maple valley drFarmington mo 63640, ,; ; . Business Ownership; Korjul Propery LLC; Owner of building already disclosed; Korjul owns the building in which I run my practice; Maple Valley Dr, , Farmington, MO, 63640; Not Investment-Related; 10/21/2009; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-28
S63 Uniform Securities Agent State Law Examination 1999-10-14
  • S65 Uniform Investment Adviser Law Examination
    2002-08-28
  • S63 Uniform Securities Agent State Law Examination
    1999-10-14

View on SEC IAPD

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