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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-09-27
TX RA APPROVED 2022-09-27
  • MO RA
    APPROVED
    Since 2022-09-27
  • TX RA
    APPROVED
    Since 2022-09-27

Branch Locations

562 Maple Valley Dr, Farmington, MO 63640 • United States

Farmington, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Farmington MO 05/2018 Present
Farmington Civic Center Farmington MO 05/2016 08/2017
Jimmy Johns Farmington MO 05/2018 08/2020
Student Of Public High School And Saint Louis University St. Louis MO 01/2010 12/2020
  • 05/2018 → Present
    Farmington, MO
  • 05/2016 → 08/2017
    Farmington Civic Center
    Farmington, MO
  • 05/2018 → 08/2020
    Jimmy Johns
    Farmington, MO
  • 01/2010 → 12/2020
    Student Of Public High School And Saint Louis University
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
  • S66 Uniform Combined State Law Examination
    2022-09-26

View on SEC IAPD

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