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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-01-06 |
| NY | RA | APPROVED | 2021-04-16 |
| WA | RA | APPROVED | 2020-07-08 |
| IL | RA | APPROVED | 2020-04-22 |
| GA | RA | APPROVED | 2018-05-02 |
| FL | RA | APPROVED | 2015-03-11 |
| CA | RA | APPROVED | 2014-01-24 |
| NC | RA | APPROVED | 2013-10-08 |
| TX | RA | APPROVED_RES | 2013-08-19 |
| OH | RA | APPROVED | 2012-01-19 |
| PA | RA | APPROVED | 2011-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Naples | FL | 01/2010 | 03/2017 |
| Park Avenue Securities Llc | Naples | FL | 01/2010 | 03/2017 |
| Guardian Life Insurance | Ft Myers | FL | 03/2017 | Present |
| Park Avenue Securities | Ft Myers | FL | 03/2017 | Present |
1. Sale of fixed life products other than Guardian Start: 06/01/2015 Address: 14021 Metropolis Avenue Ft Myers, FL 33912 3 bus hrs per month Investment related 2. Miramonte Homeowner Association- Board member, Start: 05/22/2017 Address: Naples, FL Hrs per month - tot/bus: 5/3 Not investment related 3. Grey Oaks Property Owners Association-Board Member, Start: 07/01/2024, Address: 2394 Grey Oaks Drive N, Naples, FL 34105, 15 total hours per month; 15 during securities trading hours, Not investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-24 |
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