Cody Dertow

North Little Rock, AR

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-08-02
AR	RA	APPROVED	2019-04-09

TX RA
APPROVED

Since 2019-08-02
AR RA
APPROVED

Since 2019-04-09

Branch Locations

2501 Crestwood Rd Suite 205, North Little Rock, AR 72116-6864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2019	Present
Transamerica Life Insurance Company	Little Rock	AR	10/2015	01/2019

02/2019 → Present

Edward Jones

St Louis, MO
10/2015 → 01/2019

Transamerica Life Insurance Company

Little Rock, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-06

S66 Uniform Combined State Law Examination

2019-04-06

Other Names

Cody M Dertow

View on SEC IAPD

Other Firms

SOWELL MANAGEMENT

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

LPL FINANCIAL LLC

LUKAS TOTAL WEALTH

LEGACY CAPITAL WEALTH PARTNERS, LLC

MAI CAPITAL MANAGEMENT, LLC

PFS INVESTMENTS INC.

CORKERN & CO., INC.

Other Investors

JOHN KEVIN STOPHEL

JOYCE MICHELE COOL

JASON ALLAN STROEDE

David Neil Newsom

David Steven Swan

Bergen R Palmer

Other Offices

SOWELL MANAGEMENT · NORTH LITTLE ROCK, AR

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NORTH LITTLE ROCK, AR

LPL FINANCIAL LLC · LITTLE ROCK, AR

LUKAS TOTAL WEALTH · NORTH LITTLE ROCK, AR

EDWARD JONES · Little Rock, AR

LEGACY CAPITAL WEALTH PARTNERS, LLC · LITTLE ROCK, AR

MAI CAPITAL MANAGEMENT, LLC · Little Rock, AR

PFS INVESTMENTS INC. · LITTLE ROCK, AR

More in North Little Rock, AR

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