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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-15 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Maumee, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Peoria | IL | 01/2018 | 01/2024 |
| Mml Investors Services, Llc | Peoria | IL | 02/2019 | 01/2024 |
| Bradley University | Peoria | IL | 08/2013 | 12/2017 |
| Rome Industries Inc | Peoria | IL | 04/2017 | 08/2017 |
| Fastenal | Peoria | IL | 06/2015 | 03/2017 |
| Ebay Member: Kjp1994 | Elmhurst | IL | 02/2008 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 03/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 03/2024 | Present |
(1) Name: Ebay Member: kjp1994 Inv rel: Nope Add: 345 Huntington Lane Elmhurst, IL. 60126 Nature: E-Commerce Position: Sole-Proprietor Start date: 02/2008 No. HR/MO: 5 No. HR/MO during sec trading: 1 (2) NAME: BNR Consulting Group INV REL: Y OR N ADD: 2001 W Willow Knolls Dr, Peoria IL NATURE: Benefits consulting services POSITION: Sales Assistant/Broker START DATE: 03/15/2023 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 80 DESCRIBE DUTIES: Assisting agents with paperwork and appointments setting, business generation, and relationship management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-20 |
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