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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-15
  • OH RA
    APPROVED
    Since 2024-03-15

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Maumee, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Peoria IL 01/2018 01/2024
Mml Investors Services, Llc Peoria IL 02/2019 01/2024
Bradley University Peoria IL 08/2013 12/2017
Rome Industries Inc Peoria IL 04/2017 08/2017
Fastenal Peoria IL 06/2015 03/2017
Ebay Member: Kjp1994 Elmhurst IL 02/2008 Present
Empower Financial Services, Inc Greenwood Village CO 03/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2024 Present
  • 01/2018 → 01/2024
    Mass Mutual Life Insurance Company
    Peoria, IL
  • 02/2019 → 01/2024
    Peoria, IL
  • 08/2013 → 12/2017
    Bradley University
    Peoria, IL
  • 04/2017 → 08/2017
    Rome Industries Inc
    Peoria, IL
  • 06/2015 → 03/2017
    Fastenal
    Peoria, IL
  • 02/2008 → Present
    Ebay Member: Kjp1994
    Elmhurst, IL
  • 03/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

(1) Name: Ebay Member: kjp1994 Inv rel: Nope Add: 345 Huntington Lane Elmhurst, IL. 60126 Nature: E-Commerce Position: Sole-Proprietor Start date: 02/2008 No. HR/MO: 5 No. HR/MO during sec trading: 1 (2) NAME: BNR Consulting Group INV REL: Y OR N ADD: 2001 W Willow Knolls Dr, Peoria IL NATURE: Benefits consulting services POSITION: Sales Assistant/Broker START DATE: 03/15/2023 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 80 DESCRIBE DUTIES: Assisting agents with paperwork and appointments setting, business generation, and relationship management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-29
S63 Uniform Securities Agent State Law Examination 2020-08-20
  • S65 Uniform Investment Adviser Law Examination
    2021-04-29
  • S63 Uniform Securities Agent State Law Examination
    2020-08-20
Other Names
  • Kevin Pietro
  • Kevin Jerome Pietro

View on SEC IAPD

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