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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-24 |
| TX | RA | APPROVED_RES | 2021-01-06 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Amherst | NY | 01/2019 | Present |
| Mml Investors Services, Llc | Amherst | NY | 01/2019 | Present |
| M&T Bank | Buffalo | NY | 07/2016 | 03/2019 |
Name: KAFL Inv Rel: Y Add:300 CORPORATE PARKWAY, SUITE 216N, AMHERST, MY 14226 Nature: OUTSIDE INSURANCE SALES Postion: INSURANCE BROKER Start Date: 12/18/2025 No. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 1 Duties: LIFE, LONG-TERM CARE, FIXED ANNUITITES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-25 |
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