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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-30
  • IL RA
    APPROVED
    Since 2021-03-30

Branch Locations

223 S Chicago Ave Suite 1, Freeport, IL 61032 • United States

318 N. First Street, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
House Of Blues Chicago IL 08/2018 01/2019
Peets Coffee Chicago IL 07/2018 01/2019
Sound Works Chicago IL 07/2018 01/2019
Chicago Stagehand Chicago IL 12/2017 08/2018
Ayrc Productions Chicago IL 04/2018 01/2019
Wagner House Freeport IL 05/2017 08/2017
Columbia College Chicago Chicago IL 09/2016 05/2018
Harbour Investments, Inc. Madison WI 01/2019 Present
  • 08/2018 → 01/2019
    House Of Blues
    Chicago, IL
  • 07/2018 → 01/2019
    Peets Coffee
    Chicago, IL
  • 07/2018 → 01/2019
    Sound Works
    Chicago, IL
  • 12/2017 → 08/2018
    Chicago Stagehand
    Chicago, IL
  • 04/2018 → 01/2019
    Ayrc Productions
    Chicago, IL
  • 05/2017 → 08/2017
    Wagner House
    Freeport, IL
  • 09/2016 → 05/2018
    Columbia College Chicago
    Chicago, IL
  • 01/2019 → Present
    Madison, WI
Other Businesses

1)Integrity Investments, LLC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)High Tide Holdings, LLC | 223 S Chicago Avenue, Suite 1, Freeport, IL 61032 | President | Description: Own real estate to use as a workshop | Beginning 8/2025 | 1 hour per month, 0 hours during trading hours | Unpaid | Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-26
S63 Uniform Securities Agent State Law Examination 2020-09-25
  • S65 Uniform Investment Adviser Law Examination
    2021-03-26
  • S63 Uniform Securities Agent State Law Examination
    2020-09-25

View on SEC IAPD

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