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Yupeng Yang

Morgan Stanley

Cupertino, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-23
CA RA APPROVED 2021-02-08
  • TX RA
    APPROVED
    Since 2021-03-23
  • CA RA
    APPROVED
    Since 2021-02-08

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Earnest Inc/Robert Half San Francisco CA 01/2017 02/2017
Bank Of America San Francisco CA 07/2017 12/2018
J.P. Morgan Securities Llc San Francisco CA 01/2019 06/2020
Jpmorgan Chase Bank, N.A. San Francisco CA 01/2019 06/2020
Unemployed San Francisco CA 03/2017 06/2017
Unemployed Nanjing 12/2008 12/2016
Morgan Stanley Cupertino CA 06/2020 Present
  • 01/2017 → 02/2017
    Earnest Inc/Robert Half
    San Francisco, CA
  • 07/2017 → 12/2018
    Bank Of America
    San Francisco, CA
  • 01/2019 → 06/2020
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 01/2019 → 06/2020
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 03/2017 → 06/2017
    Unemployed
    San Francisco, CA
  • 12/2008 → 12/2016
    Unemployed
    Nanjing
  • 06/2020 → Present
    Morgan Stanley
    Cupertino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-06
S63 Uniform Securities Agent State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2021-02-06
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18

View on SEC IAPD

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AKRISH FINANCIAL ADVISORY
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Other Investors

Susan Tzu-Ling Chen
HANNAH HAN
Amanda Cradeur
GARY PAUL JAMIESON CORNFORD
MARY YUKWAH LAI
Jordan Royce Matthews
AIYUN ZONG
Shu-Ming Chang Chu

Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA

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