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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-10
  • CA RA
    APPROVED
    Since 2024-10-10

Branch Locations

17490 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States

670 N Rose Dr, Placentia, CA 92870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Yorba Linda CA 02/2016 03/2017
Noerr Programs Westminster CA 11/2011 12/2016
J.P. Morgan Securities Llc Placentia CA 04/2019 Present
Jp Morgan Chase Bank, N.A. Anaheim Hills CA 03/2017 04/2019
Jp Morgan Chase Bank, N.A. Anaheim Hills CA 04/2019 04/2021
Jp Morgan Chase Bank, N.A. Placentia CA 04/2021 Present
Bonus Birdie Golf Orange CA 04/2023 02/2024
  • 02/2016 → 03/2017
    Jp Morgan Chase Bank, N.A.
    Yorba Linda, CA
  • 11/2011 → 12/2016
    Noerr Programs
    Westminster, CA
  • 04/2019 → Present
    Placentia, CA
  • 03/2017 → 04/2019
    Jp Morgan Chase Bank, N.A.
    Anaheim Hills, CA
  • 04/2019 → 04/2021
    Jp Morgan Chase Bank, N.A.
    Anaheim Hills, CA
  • 04/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Placentia, CA
  • 04/2023 → 02/2024
    Bonus Birdie Golf
    Orange, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-12
S63 Uniform Securities Agent State Law Examination 2019-04-15
  • S66 Uniform Combined State Law Examination
    2024-09-12
  • S63 Uniform Securities Agent State Law Examination
    2019-04-15
Other Names
  • Andrei Kenneth Bobleaga

View on SEC IAPD

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