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Joseph Chavez

J.P. Morgan Securities LLC

Redondo Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-17
CA RA APPROVED 2019-08-29
  • NY RA
    APPROVED
    Since 2026-03-17
  • CA RA
    APPROVED
    Since 2019-08-29

Branch Locations

1600 S. Pacific Coast Hwy, Redondo Beach, CA 90277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Carson CA 03/2017 07/2022
Jp Morgan Chase Bank, N.A Long Beach CA 03/2016 03/2017
J.P. Morgan Securities Llc Carson CA 01/2019 07/2022
California State University, Long Beach Long Beach CA 08/2015 05/2018
Security Services Group San Jose CA 04/2021 07/2022
Long Beach Beer Lab Long Beach CA 03/2022 07/2022
Jp Morgan Chase Bank Na Gardena CA 08/2022 Present
J.P. Morgan Securities Llc Gardena CA 08/2022 Present
  • 03/2017 → 07/2022
    Jp Morgan Chase Bank, N.A.
    Carson, CA
  • 03/2016 → 03/2017
    Jp Morgan Chase Bank, N.A
    Long Beach, CA
  • 01/2019 → 07/2022
    J.P. Morgan Securities Llc
    Carson, CA
  • 08/2015 → 05/2018
    California State University, Long Beach
    Long Beach, CA
  • 04/2021 → 07/2022
    Security Services Group
    San Jose, CA
  • 03/2022 → 07/2022
    Long Beach Beer Lab
    Long Beach, CA
  • 08/2022 → Present
    Jp Morgan Chase Bank Na
    Gardena, CA
  • 08/2022 → Present
    J.P. Morgan Securities Llc
    Gardena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-19
  • S66 Uniform Combined State Law Examination
    2019-08-19
Other Names
  • Joseph Chavez

View on SEC IAPD

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Other Offices

BOLLINGER CAPITAL MANAGEMENT, INC. · REDONDO BEACH, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Redondo Beach, CA
INDEPENDENT FINANCIAL GROUP, LLC · Hermosa Beach, CA
HERMOSA WEALTH MANAGEMENT · Hermosa Beach, CA
WELLS FARGO CLEARING SERVICES, LLC · HERMOSA BEACH, CA
HH CAPITAL MANAGEMENT, INC. · HERMOSA BEACH, CA
REGENERATION.VC, LLC · REDONDO BEACH, CA
PONVALLEY, LLC · REDONDO BEACH, CA

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