Daniel Roger Pugh

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Indianapolis, IN
• 08/2015 → 12/2018
  Indiana Wesleyan University
  Marion, IN
• 06/2016 → 08/2017
  Kelly Service's
  Kokomo, IN
• 07/2018 → 08/2018
  Security Federal Savings Bank
  Logansport, IN
• 08/2016 → 04/2017
  Indiana Wesleyan University
  Marion, IN
• 08/2017 → 12/2018
  Indiana Wesleyan University
  Marion, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Other Businesses

Outside Employment; Northbound Solutions, LLC.; Financial Advisor - Wealth Manager; ; 2900 E 96th St STE A, , Indianapolis, IN, 46240; Not Investment-Related; 05/04/2023; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-05-02

Other Names

• Daniel Pugh