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Lauren Williams

Tci Wealth Advisors, Inc.

Tucson, AZ

Denver, CO

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Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-03-29
  • CO RA
    APPROVED
    Since 2019-03-29

Branch Locations

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

1401 17Th St Suite 330, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tci Wealth Advisors, Inc. Tucson AZ 07/2018 01/2021
Pnc Bank Cincinnati OH 06/2014 07/2018
Tci Wealth Advisors, Inc. Tucson AZ 01/2021 Present
Previous Registrations
  • 2019-04-05 → 2021-12-31
    Tci Foundation Inc.
    Denver, CO
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-29
  • S65 Uniform Investment Adviser Law Examination
    2019-03-29
Designations

View on SEC IAPD

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