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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-02-09
  • SC RA
    APPROVED
    Since 2024-02-09

Branch Locations

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

941 Houston Northcutt Blvd Suite 100, Mt Pleasant, SC 29464 • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Greenville SC 01/2019 Present
Unemployed Greenville SC 08/2019 12/2019
High Point Camp Birdsboro PA 05/2019 08/2019
Unemployed Greenville SC 08/2018 05/2019
High Point Camp Birdsboro SC 05/2018 08/2018
Unemployed Greenville SC 08/2017 05/2018
High Point Camp Birdsboro PA 05/2017 08/2017
Unemployed Greenville SC 01/2012 05/2017
  • 01/2019 → Present
    Ubs Financial Services
    Greenville, SC
  • 08/2019 → 12/2019
    Unemployed
    Greenville, SC
  • 05/2019 → 08/2019
    High Point Camp
    Birdsboro, PA
  • 08/2018 → 05/2019
    Unemployed
    Greenville, SC
  • 05/2018 → 08/2018
    High Point Camp
    Birdsboro, SC
  • 08/2017 → 05/2018
    Unemployed
    Greenville, SC
  • 05/2017 → 08/2017
    High Point Camp
    Birdsboro, PA
  • 01/2012 → 05/2017
    Unemployed
    Greenville, SC
Other Businesses

1) Grace Church, I will participating in a program called "Speiro". This program is intended for those in the working world that would like learn how to become a better Christian leader. I will attend a class every Monday from 7:00-9:00PM and then do about 10 hours of work for the church each week. This program is from September 2024 - May 2025, South CarolinaUnited States-29615, start date-9/9/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-09
S63 Uniform Securities Agent State Law Examination 2023-09-02
  • S65 Uniform Investment Adviser Law Examination
    2024-02-09
  • S63 Uniform Securities Agent State Law Examination
    2023-09-02

View on SEC IAPD

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