Michael David Klingenberger

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 01/2024
  Goldman Sachs & Co Llc
  Chicago, IL
• 06/2018 → 12/2018
  Indiana University
  Bloomington, IN
• 08/2017 → 06/2018
  Indiana University Foundation
  Bloomington, IN
• 06/2017 → 08/2017
  Insight Securities
  Highland Park, IL
• 08/2014 → 05/2018
  Indiana University
  Bloomington, IN
• 04/2013 → 08/2017
  Fort Wayne Professional Baseball
  Fort Wayne, IN
• 01/2024 → 05/2025
  Citigroup
  Chicago, IL
• 11/2025 → Present
  Fisher Investments
  Tampa, FL
• 05/2025 → 11/2025
  Michael David Music
  Chicago, IL

Previous Registrations

• 2024-07-03 → 2025-05-13
  Citigroup Global Markets Inc.
  Chicago, IL
  New York, NY
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

Performer for Michael David Music, a live music organization engaged in public/private events with other activities included but not limited to rehearsals, live performances, recording, and social media promotion. Activity will take place across the United States, varying by state. Organization is not engaged in investment-related activity. Start date is October 6, 2021. Twelve hours per week. Duties include performing live music.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-03
• S63 Uniform Securities Agent State Law Examination
  2019-08-12

Other Names

• Mike David Klingenberger
• Michael D Klingenberger
• Michael David Klingenberger
• Michael Klingenberger