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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-16 |
| CA | RA | APPROVED | 2021-11-11 |
Branch Locations
5055 Canyon Crest Dr Ste 112, Riverside, CA 92507-6015 • United States
14771 Plaza Dr Ste M, Tustin, CA 92780 • United States
Santa Ana, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Tustin | CA | 07/2020 | Present |
| Ucla | Los Angeles | CA | 09/2019 | 06/2020 |
| Northwestern Mutual | Los Angeles | CA | 06/2019 | 08/2019 |
| Ucla | Los Angeles | CA | 09/2016 | 05/2019 |
Outside Employment; Timberline Lane LLC; Employee; Manage advisory business; 14771 Plaza Dr, Ste M, Tustin, CA, 92780; Investment-Related; 07/14/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-04 |
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