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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-17 |
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
100 E Park St [Satellite], Edwardsville, IL 62025 • United States
406 E Jefferson [Satellite], Effingham, IL 62401 • United States
6009 Park Drive [Satellite], Charleston, IL 61920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St. Louis | MO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 10/2019 |
| Wells Fargo Clearing Services,Llc | Charleston | IL | 01/2020 | 09/2020 |
| Wells Fargo Advisors Financial Network, Llc | Charleston | IL | 09/2020 | Present |
GRAHN FARMS, NOT INV RELATED, LOUISVILLE, IL, 5% OWNERSHIP WITH SPOUSE, START 3/1/2014, ZERO HOURS PER MONTH, ZERO DURING TRADING, FAMILY PARTNERSHIP FOR TIMBER AND FARMLAND. SC3F WEALTH MANAGEMENT GROUP LLC, INV RELATED, CHARLESTON, IL, 5.1% OWNERSHIP, START 5/20/2020, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY, INV RELATED, EFFINGHAM, IL,5.6% OWNERSHIP, START 6/26/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE BUILDING. SC3F ENTERPRISES LLC, INV RELATED, CHARLESTON, IL, 5.6% OWNERSHIP, START 6/25/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. SC3FI VENTURES, LLC; NOT INV. RELATED; CHARLESTON,IL; 5.7% OWNERSHIP; START 2/1/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE. RENTAL PROPERTY; INV. RELATED; CHICAGO,IL; 5.7% OWNERSHIP; START 2/1/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, PEORIA HEIGHTS, IL, 5.6% OWNERSHIP, START DATE 10/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE BUILDING. COMMERCIAL PROPERTY FOR FINET PRACTICE; INV. RELATED; CHARLESTON, IL; 5.6% OWNERSHIP; START DATE 4/1/2024; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-05 |
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