Best Investors Account Sign in

Alex Baker

Sofi Wealth LLC

Cottonwood Heights, UT

San Francisco, CA

CRD 7060163

Claim This Profile
Employer firm

Sofi Wealth LLC CRD 167958

$2.05B regulatory AUM 7,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-03-03
  • UT RA
    APPROVED
    Since 2025-03-03

Branch Locations

2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valle MD 01/2019 02/2025
Vail Resorts Park City UT 11/2016 04/2017
Wells Fargo Bank Baltimore MD 07/2017 12/2018
Univeristy Of Maryland University College Adelphi MD 08/2018 Present
Sofi Securities, Llc Cottonwood Heights UT 02/2025 Present
Sofi Wealth, Llc Cottonwood Heights UT 02/2025 Present
  • 01/2019 → 02/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valle, MD
  • 11/2016 → 04/2017
    Vail Resorts
    Park City, UT
  • 07/2017 → 12/2018
    Wells Fargo Bank
    Baltimore, MD
  • 08/2018 → Present
    Univeristy Of Maryland University College
    Adelphi, MD
  • 02/2025 → Present
    Sofi Securities, Llc
    Cottonwood Heights, UT
  • 02/2025 → Present
    Sofi Wealth, Llc
    Cottonwood Heights, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-04
  • S66 Uniform Combined State Law Examination
    2019-11-04
Other Names
  • Alex Baker
  • Alex James Baker

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LIDO

Nearby Investors

Peter Kelson
STAN JOSEPH GOODELL
Jeremy David Miller

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS , UT
LIDO · Cottonwood Heights, UT

More in Cottonwood Heights, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor