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Katerina Evelyn Stern

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-01
  • CA RA
    APPROVED
    Since 2021-09-01

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Coast Financial, Llc Santa Barbara CA 07/2018 08/2021
Toyota Financial Services Chandler AZ 06/2017 09/2017
Blenders In The Grass Isla Vista CA 11/2017 05/2018
University California Santa Barbara Santa Barbara CA 09/2014 06/2018
Ieq Capital, Llc Foster City CA 08/2021 Present
  • 07/2018 → 08/2021
    West Coast Financial, Llc
    Santa Barbara, CA
  • 06/2017 → 09/2017
    Toyota Financial Services
    Chandler, AZ
  • 11/2017 → 05/2018
    Blenders In The Grass
    Isla Vista, CA
  • 09/2014 → 06/2018
    University California Santa Barbara
    Santa Barbara, CA
  • 08/2021 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
  • 2019-03-05 → 2021-10-11
    West Coast Financial, Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-05
  • S65 Uniform Investment Adviser Law Examination
    2019-03-05
Designations

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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