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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-26 |
| TX | RA | APPROVED | 2022-09-12 |
| PA | RA | APPROVED | 2022-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper Saint Clair | PA | 01/2019 | Present |
| Chatham University | Pittsburgh | PA | 04/2019 | 03/2021 |
| Northeastern University | Boston | MA | 09/2014 | 04/2018 |
| Unemployed | Pittsburgh | PA | 05/2018 | 08/2018 |
| Chatham University | Pittsburgh | PA | 08/2018 | 08/2019 |
| Pittsburgh Penguins Lp | Cranberry Twp | PA | 07/2019 | 07/2019 |
| Bank Of America, N.A. | Upper Saint Clair | PA | 06/2022 | Present |
Non Investment related. Learn to skate USA. On- ice instructor 2 hours a week, 8 hours per month, 2 hours per week and 0 hours during Trading Hours. Started 8/2021. Located in Canonsburg, PA USA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-02 |
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