Best Investors Account Sign in

Francesco D Mollo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-16
NJ RA APPROVED 2010-04-06
  • TX RA
    APPROVED_RES
    Since 2014-01-16
  • NJ RA
    APPROVED
    Since 2010-04-06

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Princeton NJ 03/2010 Present
Bank Of America, Na Princeton NJ 06/2010 Present
  • 03/2010 → Present
    Merrill Lynch
    Princeton, NJ
  • 06/2010 → Present
    Bank Of America, Na
    Princeton, NJ
Previous Registrations
  • 2008-01-04 → 2010-04-08
    Financial Planning Associates,Inc.
    Pleasantville, NY
  • 2007-08-08 → 2008-02-01
    Liberty State Wealth Management, Inc.
    Marlton, NJ
  • 2005-10-24 → 2006-06-05
    Morgan Stanley Dw Inc.
    Voorhees, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-22
  • S66 Uniform Combined State Law Examination
    2005-10-22
Other Names
  • Francesco Douglas Mollo
  • Frank Douglas Mollo
  • Francesco Mollo

View on SEC IAPD

Other Firms

BLACKROCK INVESTMENT MANAGEMENT, LLC
SONGBIRD CAPITAL, LLC
J.P. MORGAN SECURITIES LLC
SYSTEMATIC ALPHA INVESTMENTS, LLC
PNC WEALTH MANAGEMENT LLC
RBC CAPITAL MARKETS, LLC
WATERMARK GROUP, INC.
PRINCETON EQUITY GROUP

Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

More in Princeton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor