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1520 South 5Th Street Suite 300, St. Charles, MO 63303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-07 |
| MO | RA | APPROVED | 2021-09-01 |
Branch Locations
1520 South 5Th Street Suite 300, St. Charles, MO 63303 • United States
1520 S. 5Th Street Suite 300, St Charles, MO 63303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 01/2019 | 07/2020 |
| Nei Global Relocation | Omaha | NE | 01/2016 | 01/2019 |
| Calton & Associates, Inc. | St Charles | MO | 07/2020 | 09/2021 |
| Fyra Capital Management | St Charles | MO | 09/2021 | Present |
| Ae Financial Services, Llc | Topeka | KS | 07/2021 | Present |
| Pineridge Advisors, Llc Dba Fyra Capital Management | St. Charles | MO | 07/2021 | Present |
| Council Of Financial Educators | St. Petersburg | FL | 04/2023 | Present |
| Fyra Llc Dba Fyra Capital Management | St. Charles | MO | 03/2019 | Present |
| Fyra Llc Dba Fyra Capital Management | St. Charles | MO | 03/2019 | Present |
1) FYRA LLC DBA FYRA CAPITAL MANAGEMENT. YES Investment-related. Address: 1520 South 5th Street, Suite 300, Saint Charles, MO 63303. Nature of Business: Insurance Sales Position: Insurance Agent. Start Date: 03/01/2019. Hours per month: 160. Hours per month during Securities trading hours: 160. Duties/Responsibilities: Preparing documents for the advisor meetings. Complete back office items and assist the financial advisors. 2.) PINERIDGE ADVISORS, LLC DBA FYRA CAPITAL MANAGEMENT; POSITION: IAR NATURE: RIA Advising clients on investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2021 ADDRESS: 1520 South 5th Street, Suite 300, St. Charles, MO 63303, United States DESCRIPTION: IAR 3.) COUNCIL OF FINANCIAL EDUCATORS; POSITION: Advisor NATURE: Non-profit educational organization providing information to public regarding retirement topics INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 360 Central Avenue, Suite 800, St. Petersburg FL 33701, United States DESCRIPTION: Present information on various retirement topics.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-19 |
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