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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-01 |
| IL | RA | APPROVED | 2019-01-28 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 01/2019 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 01/2019 | Present |
| Northern Trust Co. | Tempe | AZ | 06/2014 | 12/2018 |
OTHER BUSINESS NAME: EVIANA GUITARS. LOCATION: MANOR, TX. NATURE OF BUSINESS: CONVERT STANDARD ACOUSTIC GUITARS TO RUBBER BRIDGE GUITARS AND SELL THEM ONLINE. POSITION OR TITLE: FOUNDER. RESPONSIBILITITES: FINANCE THE GUITARS AND MATERIALS, AS WELL AS SELL THE GUITARS ONLINE. START DATE: JAN 18, 2024. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-12 |
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