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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-07 |
| FL | RA | APPROVED | 2021-03-03 |
Branch Locations
250 Catalonia Ave Suite 600, Coral Gables, FL 33134 • United States
Riverview, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance | Coral Gables | FL | 10/2018 | 02/2021 |
| Mml Investors Services, Llc | Coral Gables | FL | 01/2019 | 02/2021 |
| Iowa Northern Railway | Waterloo | IA | 08/2005 | 09/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/03/21 2) SHADY CREEK PRESERVE HOA, 1020 E. Brandon Blvd Ste #207 Brandon FL 33511, 01/2026, Board Member, Home owners association, NIR, 4 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-06 |
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