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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-29 |
| VA | RA | APPROVED | 2024-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Arlington | VA | 01/2019 | 06/2020 |
| Hsbc Securities (Usa) Inc. | Arlington | VA | 01/2019 | 06/2020 |
| Bank Of America, N.A. | Arlington | VA | 03/2013 | 01/2019 |
| Jp Morgan Chase Bank | Arlington | VA | 07/2020 | 04/2022 |
| Jpmorgan Securities Llc | Arlington | VA | 07/2020 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Arlington | VA | 05/2022 | 08/2023 |
| Wells Fargo Bank, Na | Arlington | VA | 05/2022 | 08/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alexandria | VA | 01/2024 | Present |
| Unemployed | Arlington | VA | 08/2023 | 01/2024 |
| Bank Of America, N.A | Alexandria | VA | 02/2024 | Present |
I*1689294, Entity Type: Entity For Profit Name of OBA: Rental Property Address: Singapore, 329552 Investment Related: N Position, Title, Association: Owner Employee Start Date: 01/29/2024 No Hours: 4 No Hours during trading: 0 Duties: Rental income from investment property in Singapore. Managed by family, no responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-29 |
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