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Eric Mauricio

Commonwealth Financial Network

Westport, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-09-06
  • MA RA
    APPROVED
    Since 2024-09-06

Branch Locations

725 State Road, Westport, MA 02790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Bedford MA 01/2019 05/2024
Bank Of America, N.A. New Bedford MA 01/2019 05/2024
Bryant University Smithfield RI 09/2015 12/2018
Banknewport Middletown RI 06/2017 08/2017
Bank Of America Boston MA 06/2018 08/2018
Portas Da Cidade Restaurant Westport MA 11/2013 09/2016
Commonwealth Financial Network Waltham MA 07/2024 Present
Advanced Financial Group Westport MA 07/2024 Present
  • 01/2019 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Bedford, MA
  • 01/2019 → 05/2024
    Bank Of America, N.A.
    New Bedford, MA
  • 09/2015 → 12/2018
    Bryant University
    Smithfield, RI
  • 06/2017 → 08/2017
    Banknewport
    Middletown, RI
  • 06/2018 → 08/2018
    Bank Of America
    Boston, MA
  • 11/2013 → 09/2016
    Portas Da Cidade Restaurant
    Westport, MA
  • 07/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 07/2024 → Present
    Advanced Financial Group
    Westport, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-07
  • S66 Uniform Combined State Law Examination
    2019-05-07

View on SEC IAPD

Other Firms

SANTANDER SECURITIES LLC
CAPITAL ANALYSTS
KESTRA ADVISORY SERVICES, LLC
HEMISPHERIC SPV CAPITAL LLC
INTEGRATED WEALTH CONCEPTS LLC
INNOVATION PARTNERS LLC
BRAVE FAMILY ADVISORS
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

Christopher J Fraine
Jordan Joseph Perdigao
Joseph Cassese
JAVIER MICHAEL BENTO
JOHNNY CORDEIRO
Robert Stephen Bancroft
JOSE MANUEL MATOS
William Michael Swart

Other Offices

SANTANDER SECURITIES LLC · Westport, MA
CAPITAL ANALYSTS · Westport, MA
KESTRA ADVISORY SERVICES, LLC · WESTPORT, MA
KESTRA ADVISORY SERVICES, LLC · Westport, MA
HEMISPHERIC SPV CAPITAL LLC · WESTPORT, MA
INTEGRATED WEALTH CONCEPTS LLC · WESTPORT, MA
INNOVATION PARTNERS LLC · WESTPORT, MA
BRAVE FAMILY ADVISORS · Tiverton, RI

More in Westport, MA

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