Garneth C Ramos

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-22
IL	RA	APPROVED	2021-11-22

TX RA
APPROVED_RES

Since 2021-12-22
IL RA
APPROVED

Since 2021-11-22

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Oak Brook	IL	11/2004	Present

11/2004 → Present

Morgan Stanley Smith Barney Llc

Oak Brook, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-19

S66 Uniform Combined State Law Examination

2021-11-19

Other Names

Garneth Ramos

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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