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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-26 |
Branch Locations
398 W. El Camino Real Suite 102, Sunnyvale, CA 94087-1398 • United States
Hayward, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 06/2019 | 12/2019 |
| Jp Morgan Securities Llc | San Mateo | CA | 01/2024 | 05/2024 |
| Fidelity Investments | Sunnyvale | CA | 09/2025 | Present |
| Hsbc Securities (Usa) Inc. | San Francisco | CA | 03/2019 | 06/2019 |
| J.P. Morgan Securities Llc | San Francisco | CA | 01/2020 | 01/2024 |
| Bc Forward | Mountain View | CA | 09/2017 | 03/2018 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 01/2020 | 01/2024 |
| Hsbc Bank Usa, N.A. | San Francisco | CA | 04/2018 | 06/2019 |
| Duty Free World (Dina M Promotion) | San Francisco | CA | 02/2015 | 05/2017 |
| Bank Of America, N.A. | San Francisco | CA | 06/2019 | 12/2019 |
| Jpmorgan Chase Bank, N.A. | Foster City | CA | 05/2024 | 08/2025 |
| J.P. Morgan Securities Llc | Foster City | CA | 05/2024 | 08/2025 |
| Hans Skin Care Cosmetic | San Mateo | CA | 05/2017 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-06 |
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