Douglas Leonard Whitten

Employer firm

Leconte Wealth Management, LLC CRD 168539

$347M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• TAX PLANNING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 08/2018
  Connaught Golf Club
  Medicine Hat
• 08/2018 → 01/2019
  Vanderbilt Mortgage & Finance
  Maryville, TN
• 01/2019 → 09/2020
  Securities Service Network
  Knoxville, TN
• 09/2020 → 04/2022
  Securities America, Inc.
  Knoxville, TN
• 09/2020 → 04/2022
  Securities America Advisors, Inc.
  Knoxville, TN
• 04/2022 → 05/2024
  C&J Wealth Advisors
  Oak Ridge, TN
• 06/2024 → 07/2025
  M Holdings Securities, Inc.
  Portland, OR
• 06/2025 → Present
  Leconte Wealth Management, Llc
  Maryville, TN

Previous Registrations

• 2024-06-06 → 2025-07-10
  M Holdings Securities, Inc.
  Knoxville, TN
• 2022-04-08 → 2024-06-07
  C & J Wealth Advisors
  Knoxville, TN
• 2020-09-18 → 2022-04-06
  Securities America Advisors, Inc.
  Knoxville, TN
• 2020-05-15 → 2020-09-18
  Ssn Advisory, Inc.
  Knoxville, TN

Other Businesses

8/2024 Independent Licensed insurance Agent; Investment Related; Tennessee ; fixed insurance

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-01-09
• S66 Uniform Combined State Law Examination
  2020-05-11

Other Names

• Doug Leonard Whitten