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Douglas Leonard Whitten

Leconte Wealth Management, LLC

Maryville, TN

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Current Employers
Leconte Wealth Management, Llc

333 East Broadway Ave 4Th Floor, Maryville, TN 37804 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-22
  • TN RA
    APPROVED
    Since 2025-07-22

Branch Locations

333 East Broadway Ave 4Th Floor, Maryville, TN 37804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connaught Golf Club Medicine Hat 01/2014 08/2018
Vanderbilt Mortgage & Finance Maryville TN 08/2018 01/2019
Securities Service Network Knoxville TN 01/2019 09/2020
Securities America, Inc. Knoxville TN 09/2020 04/2022
Securities America Advisors, Inc. Knoxville TN 09/2020 04/2022
C&J Wealth Advisors Oak Ridge TN 04/2022 05/2024
M Holdings Securities, Inc. Portland OR 06/2024 07/2025
Leconte Wealth Management, Llc Maryville TN 06/2025 Present
  • 01/2014 → 08/2018
    Connaught Golf Club
    Medicine Hat
  • 08/2018 → 01/2019
    Vanderbilt Mortgage & Finance
    Maryville, TN
  • 01/2019 → 09/2020
    Securities Service Network
    Knoxville, TN
  • 09/2020 → 04/2022
    Securities America, Inc.
    Knoxville, TN
  • 09/2020 → 04/2022
    Securities America Advisors, Inc.
    Knoxville, TN
  • 04/2022 → 05/2024
    C&J Wealth Advisors
    Oak Ridge, TN
  • 06/2024 → 07/2025
    M Holdings Securities, Inc.
    Portland, OR
  • 06/2025 → Present
    Leconte Wealth Management, Llc
    Maryville, TN
Previous Registrations
  • 2024-06-06 → 2025-07-10
    M Holdings Securities, Inc.
    Knoxville, TN
  • 2022-04-08 → 2024-06-07
    C & J Wealth Advisors
    Knoxville, TN
  • 2020-09-18 → 2022-04-06
    Securities America Advisors, Inc.
    Knoxville, TN
  • 2020-05-15 → 2020-09-18
    Ssn Advisory, Inc.
    Knoxville, TN
Other Businesses

8/2024 Independent Licensed insurance Agent; Investment Related; Tennessee ; fixed insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-09
S66 Uniform Combined State Law Examination 2020-05-11
  • S63 Uniform Securities Agent State Law Examination
    2025-01-09
  • S66 Uniform Combined State Law Examination
    2020-05-11
Other Names
  • Doug Leonard Whitten

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · MARYVILLE, TN
EDWARD JONES · Maryville, TN
KINGSVIEW WEALTH MANAGEMENT, LLC · Maryville, TN
LPL FINANCIAL LLC · MARYVILLE, TN
IAMS WEALTH MANAGEMENT, LLC · Maryville, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Maryville, TN
QUALITY FINANCIAL CONCEPTS · MARYVILLE, TN
EDWARD JONES · MARYVILLE, TN

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