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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-22
PA RA APPROVED 2019-10-23
  • TX RA
    APPROVED_RES
    Since 2023-05-22
  • PA RA
    APPROVED
    Since 2019-10-23

Branch Locations

811 South Market St, South Williamsport, PA 17702 • United States

510 Walnut Street Suite 1630, Philadelphia, PA 19106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Philadelphia PA 01/2017 Present
Mml Investors Services, Llc Philadelphia PA 01/2019 Present
East Carolina University Greenville NC 07/2013 12/2016
  • 01/2017 → Present
    Massmutual
    Philadelphia, PA
  • 01/2019 → Present
    Philadelphia, PA
  • 07/2013 → 12/2016
    East Carolina University
    Greenville, NC
Other Businesses

1)NAME:DAVID CRAIG, INV REL: Y ADDR:4024 LUDLOW ST PHILADELPHIA PA 19104 NATURE:INDIVIDUAL DISABILITY INSURANCE, POSITION:AGENT START:10/17/2018 NO HR/MO:8 NO HR/MO DUR TRADING:8.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-07
  • S66 Uniform Combined State Law Examination
    2019-10-07

View on SEC IAPD

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