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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-21
  • PA RA
    APPROVED
    Since 2025-02-21

Branch Locations

811 South Market St, South Williamsport, PA 17702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities Llc Muncy PA 09/2012 02/2018
Cetera Investment Services Llc Muncy PA 02/2018 03/2023
Citizens And Northern Bank Muncy PA 02/2018 02/2025
Lpl Financial Llc Doylestown PA 03/2023 02/2025
Mml Investors Services, Llc South Williamsport PA 02/2025 Present
Massmutual Life Insurance Co South Williamsport PA 02/2025 Present
Cetera Investment Advisers Llc. Muncy PA 02/2018 03/2023
Previous Registrations
  • 2023-03-01 → 2025-03-11
    Doylestown, PA
    Muncy, PA
    Muncy, PA
    San Diego, CA
  • 2018-02-15 → 2023-03-01
    Muncy, PA
  • 2016-02-26 → 2018-02-02
    Montoursville, PA
    Boston, MA
    Yardley, PA
    Lewisburg, PA
    Milton, PA
    State College, PA
    Elysburg, PA
    Danville, PA
    State College, PA
    Lewisburg, PA
    State College, PA
    Harrisburg, PA
    Muncy, PA
    Williamsport, PA
    Hughesville, PA
    Montoursville, PA
    Harrisburg, PA
    Tamaqua, PA
    Pottsville, PA
    Shenandoah, PA
    Orwigsburg, PA
Other Businesses

1)Name: Wienken Wealth Management, Inv Rel: Y Addr: 811 S Market St, S Williamsport PA 17702 Nature: Outside Insurance, Position: Agent, Start:4/1/2025, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Fixed Annuities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-25
S63 Uniform Securities Agent State Law Examination 2011-05-09
  • S66 Uniform Combined State Law Examination
    2016-02-25
  • S63 Uniform Securities Agent State Law Examination
    2011-05-09
Other Names
  • Michael Hickey
  • Michael James Hickey

View on SEC IAPD

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