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Kevin Harrison Kelly

Cetera Investment Advisers LLC

Glen Allen, VA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-04
VA RA APPROVED 2020-11-16
  • TX RA
    APPROVED_RES
    Since 2023-05-04
  • VA RA
    APPROVED
    Since 2020-11-16

Branch Locations

140 Eastshore Dr Ste 105, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Country Club Of Virginia Richmond VA 07/2018 11/2025
The Shaved Duck Restaurant Midlothian VA 09/2017 07/2018
The Country Club Of Virginia Richmond VA 05/2010 08/2017
Foresters Financial Services Richmond VA 04/2019 06/2019
Cetera Investment Services Llc Saint Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Glen Allen VA 11/2020 Present
  • 07/2018 → 11/2025
    The Country Club Of Virginia
    Richmond, VA
  • 09/2017 → 07/2018
    The Shaved Duck Restaurant
    Midlothian, VA
  • 05/2010 → 08/2017
    The Country Club Of Virginia
    Richmond, VA
  • 04/2019 → 06/2019
    Foresters Financial Services
    Richmond, VA
  • 06/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Glen Allen, VA
Other Businesses

1.) WEALTH CYCLE ADVISORS, LLC; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-11
S63 Uniform Securities Agent State Law Examination 2019-07-11
  • S65 Uniform Investment Adviser Law Examination
    2020-11-11
  • S63 Uniform Securities Agent State Law Examination
    2019-07-11
Other Names
  • Kevin Kelly

View on SEC IAPD

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MML INVESTORS SERVICES, LLC
OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VIRGINIA ESTATE AND RETIREMENT PLANNING ADVISORS, INC.

Other Investors

JOHN SICAT
JENNIFER HELTON LUZZATTO
ALISHIA AREZOU DUBOIS
MICHAEL ROBERT ANLIKER
KRISTIN ANLIKER
SUSANNAH AMELIA ORZOLEK
ANNA L CARLSON
JORDAN PETER MISTRETTA

Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
MML INVESTORS SERVICES, LLC · Glen Allen, VA

More in Glen Allen, VA

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