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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-02-07
  • AR RA
    APPROVED
    Since 2025-02-07

Branch Locations

8315 Cantrell Road Suite 240, Little Rock, AR 72227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management, Llc Cleveland OH 07/2023 Present
Transparent Wealth Little Rock AR 11/2019 07/2023
University Of Arkansas Fayetteville AR 08/2016 05/2017
University Of Arkansas At Little Rock Little Rock AR 08/2017 05/2020
  • 07/2023 → Present
    Cleveland, OH
  • 11/2019 → 07/2023
    Transparent Wealth
    Little Rock, AR
  • 08/2016 → 05/2017
    University Of Arkansas
    Fayetteville, AR
  • 08/2017 → 05/2020
    University Of Arkansas At Little Rock
    Little Rock, AR
Previous Registrations
  • 2021-03-19 → 2023-07-07
    Transparent Wealth Partners Llc
    Little Rock, AR
    Little Rock, AR
Other Businesses

INDEPENDENT INSURANCE AGENT; SAME LOCATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-19
  • S65 Uniform Investment Adviser Law Examination
    2021-03-19

View on SEC IAPD

Other Firms

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