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Aaron James Winning

Wells Fargo Clearing Services, LLC

Hoover, AL

Mountain Brook, AL

Birmingham, AL

Birmingham, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-07-03
NJ RA APPROVED 2023-06-28
  • AL RA
    APPROVED
    Since 2023-07-03
  • NJ RA
    APPROVED
    Since 2023-06-28

Branch Locations

2527 John Hawkins Pkwy, Hoover, AL 35244 • United States

2843 Cahaba Rd, Mountain Brook, AL 35223 • United States

3089 Highway 150, Birmingham, AL 35244 • United States

325 W Valley Ave, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank/ U.S. Bancorp Invetsments, Inc. Chesterfield MO 12/2018 02/2020
Pnc Bank Creve Coeur MO 04/2014 12/2018
United Capital Financial Advisers, Llc Newport Beach CA 05/2020 06/2023
Wells Fargo Clearing Services, Llc Birmingham AL 06/2023 Present
  • 12/2018 → 02/2020
    Us Bank/ U.S. Bancorp Invetsments, Inc.
    Chesterfield, MO
  • 04/2014 → 12/2018
    Pnc Bank
    Creve Coeur, MO
  • 05/2020 → 06/2023
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-24
  • S66 Uniform Combined State Law Examination
    2019-04-24

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
PNC WEALTH MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
OSAIC WEALTH, INC.
CSENGE ADVISORY GROUP, LLC

Other Investors

CHARLES RADFORD ANDREWS
ALLISON COOK
NICHOLAS J GARDNER
JAMES C GIBSON
Christopher Glenn Thomason
JACK ERIC DIXON
ROBERT PERRY
RANDALL L MEINBERG

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · HOOVER, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Birmingham, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hoover, AL
LPL FINANCIAL LLC · HOOVER, AL
PNC WEALTH MANAGEMENT LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
EDWARD JONES · HOOVER, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

More in Hoover, AL

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