Best Investors Account Sign in

Douglas Graves

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Augusta, GA

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-16
GA RA APPROVED 2023-03-13
  • TX RA
    APPROVED_RES
    Since 2025-06-16
  • GA RA
    APPROVED
    Since 2023-03-13

Branch Locations

933 Broad St, Augusta, GA 30901 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Augusta GA 12/2018 Present
Bank Of America, N.A. Augusta GA 12/2000 01/2017
Unemployed Augusta GA 01/2017 12/2018
Bank Of America N.A. Augusta GA 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-09
  • S66 Uniform Combined State Law Examination
    2023-03-09
Other Names
  • Douglas Ray Graves

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
SYNOVUS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
ANDREWS INVESTMENT MANAGEMENT
RBC CAPITAL MARKETS, LLC
CHOREO, LLC
WYNN CAPITAL
MORGAN STANLEY

Other Investors

LISA ROGERS BOONE
James Philip Helton
DAVID THOMAS CURLEY
Justin Thomas Preissler
James Baker McGee
JAMES FLEMING NORVELL
JOHN WALTER PHELAN
JAMES WERNER LEIBACH

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUGUSTA, GA
SYNOVUS SECURITIES, INC. · AUGUSTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA
ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA
RBC CAPITAL MARKETS, LLC · Augusta, GA
CHOREO, LLC · AUGUSTA, GA
WYNN CAPITAL · AUGUSTA, GA
MORGAN STANLEY · Augusta, GA

More in Augusta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor