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Nicholas A Peterson

LPl Financial LLC

Fargo, ND

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
ND RA APPROVED 2021-10-05
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • ND RA
    APPROVED
    Since 2021-10-05

Branch Locations

3100 13Th Avenue South, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mclaughlins Rv & Marine Fargo ND 12/2015 09/2018
Craig A. Peterson, Ltd. Fargo ND 09/2018 03/2019
Morgan Stanley Smith Barney Llc Fargo ND 05/2019 06/2019
Bell Bank Fargo ND 03/2019 06/2019
Morgan Stanley Fargo ND 06/2019 09/2021
Morgan Stanley Private Bank, N.A. New York NY 09/2019 09/2021
Lpl Financial, Llc Fargo ND 09/2021 Present
Bell Bank Fargo ND 09/2021 Present
  • 12/2015 → 09/2018
    Mclaughlins Rv & Marine
    Fargo, ND
  • 09/2018 → 03/2019
    Craig A. Peterson, Ltd.
    Fargo, ND
  • 05/2019 → 06/2019
    Morgan Stanley Smith Barney Llc
    Fargo, ND
  • 03/2019 → 06/2019
    Bell Bank
    Fargo, ND
  • 06/2019 → 09/2021
    Morgan Stanley
    Fargo, ND
  • 09/2019 → 09/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2021 → Present
    Lpl Financial, Llc
    Fargo, ND
  • 09/2021 → Present
    Bell Bank
    Fargo, ND
Previous Registrations
Other Businesses

1. 09/30/2021 - BELL INVESTMENTS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ FARGO, ND

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-19
  • S66 Uniform Combined State Law Examination
    2019-07-19
Other Names
  • Nicholas Peterson

View on SEC IAPD

Other Firms

EIGHTH WONDER INVESTMENTS
MARINER
LPL ENTERPRISE, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FJELL CAPITAL
PRIME CAPITAL FINANCIAL
EDWARD JONES
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

Joseph Daniel Keimig
JILL J KLOSE
DAREN LEE PLADSON
KURT ALAN NYGAARD
WARREN WALTER WILSON
Daniel Brian Schuster
THOMAS MARTIN STADUM
Jacob Bill Radke

Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND
MARINER · Fargo, ND
LPL ENTERPRISE, LLC · fargo, ND
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND
FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

More in Fargo, ND

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