Zahra Baldwin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 03/2020
  Ameriprise Financial Services Inc
  Los Angeles, CA
• 06/2014 → 06/2018
  Catalia Development Group
  9140 Leslie Street Suit 408 Richmond Hill
• 06/2018 → 12/2018
  Fashion Institude Of Design And Merchandising
  Los Angeles, CA
• 03/2020 → 11/2024
  Ameriprise Financial Services, Llc
  Los Angeles, CA
• 11/2024 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2019-04-24 → 2024-11-19
  Ameriprise Financial Services, Llc
  Los Angeles, CA
  Cedar Park, TX
  Austin, TX

Other Businesses

1- 11/2024/ Baldwin Wealth Solutions/DBA for LPL (entity for LPL business) / Investment Related / At reported business location(s)/160 hours per month

Exams

• S66 Uniform Combined State Law Examination
  2019-04-24

Other Names

• Baldwin
• Zahra Marchand