Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-02-29 |
| TX | RA | APPROVED_RES | 2024-02-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Seattle | WA | 12/2018 | Present |
| Jpmorgan Chase Bank Na | Seattle | WA | 12/2018 | Present |
| Jp Morgan Chase | Bellevue | WA | 10/2017 | 12/2018 |
| Wells Fargo Bank, Na | Bellevue | WA | 10/2012 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-06 |
Reach out to this advisor