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Cynthia Hwang

J.P. Morgan Securities LLC

Seattle, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-02-29
TX RA APPROVED_RES 2024-02-02
  • WA RA
    APPROVED
    Since 2024-02-29
  • TX RA
    APPROVED_RES
    Since 2024-02-02

Branch Locations

1301 2Nd Ave Floor 24, Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Seattle WA 12/2018 Present
Jpmorgan Chase Bank Na Seattle WA 12/2018 Present
Jp Morgan Chase Bellevue WA 10/2017 12/2018
Wells Fargo Bank, Na Bellevue WA 10/2012 10/2017
  • 12/2018 → Present
    Jpmorgan Securities Llc
    Seattle, WA
  • 12/2018 → Present
    Jpmorgan Chase Bank Na
    Seattle, WA
  • 10/2017 → 12/2018
    Jp Morgan Chase
    Bellevue, WA
  • 10/2012 → 10/2017
    Wells Fargo Bank, Na
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-01
S63 Uniform Securities Agent State Law Examination 2019-05-06
  • S65 Uniform Investment Adviser Law Examination
    2024-02-01
  • S63 Uniform Securities Agent State Law Examination
    2019-05-06
Other Names
  • Cynthia Hwang
  • Cynthia Tsecin Hwang

View on SEC IAPD

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