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Bradley Derrick Roberts

LPl Enterprise, LLC

North Manchester, IN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

221 E Main St, North Manchester, IN 46962 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Fort Wayne IN 10/2018 11/2024
1776 Sporting Club Huntington IN 12/2010 10/2018
Prudential Insurance Company Of America Fort Wayne IN 01/2019 Present
Lpl Enterprise, Llc Indianapolis IN 11/2024 Present
  • 10/2018 → 11/2024
    Pruco Securities, Llc.
    Fort Wayne, IN
  • 12/2010 → 10/2018
    1776 Sporting Club
    Huntington, IN
  • 01/2019 → Present
    Prudential Insurance Company Of America
    Fort Wayne, IN
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Indianapolis, IN
Previous Registrations
  • 2021-03-22 → 2024-11-14
    Pruco Securities, Llc.
    Fort Wayne, IN
    Indianapolis, IN
    Fort Wayne, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-16
S63 Uniform Securities Agent State Law Examination 2019-01-18
  • S65 Uniform Investment Adviser Law Examination
    2021-03-16
  • S63 Uniform Securities Agent State Law Examination
    2019-01-18
Other Names
  • Brad Derrick Roberts

View on SEC IAPD

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Other Investors

Sandra K. Atkinson
Stephanie Kama Atkinson
TIFFANY JANE HAUPERT
JARROD CODY MCKEE
BENJAMIN JOHN VINEYARD
JOHN H SHANK
Wayne Gene Denger
Amy Marie Sullivan

Other Offices

EDWARD JONES · NORTH MANCHESTER, IN
LPL FINANCIAL LLC · WABASH, IN
OSAIC WEALTH, INC. · WABASH, IN
LPL FINANCIAL LLC · WABASH, IN
EDWARD JONES · WABASH, IN
EDWARD JONES · WABASH, IN
EDWARD JONES · HUNTINGTON, IN
LPL FINANCIAL LLC · WINONA LAKE, IN

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