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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-27
IN RA APPROVED 2024-02-02
  • OH RA
    APPROVED
    Since 2025-09-27
  • IN RA
    APPROVED
    Since 2024-02-02

Branch Locations

841 N Cass St, Wabash, IN 46992 • United States

1541 N. Main Street, Rushville, IN 46173 • United States

2204 N. Wayne Street, Angola, IN 46703 • United States

101 South Main St., Bluffton, IN 46714 • United States

2720 Guilford St, Huntington, IN 46750 • United States

2720 Guilford Street, Huntington, IN 46750 • United States

1536 State Rd 930 East, New Haven, IN 46774 • United States

115 Hospital Dr, Van Wert, OH 45891 • United States

1 Yorkshire Dr., Decatur, IN 46733 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisor, Llc Fort Wayne IN 03/2012 11/2016
Wells Fargo Clearing Services, Llc Fort Wayne IN 11/2016 10/2018
Fifth Third Securities Fort Wayne IN 10/2018 02/2020
Fifth Third Bank Fort Wayne IN 10/2018 02/2020
Unemployed Fort Wayne IN 02/2020 03/2020
Infinex Investments, Inc. Meriden CT 04/2020 01/2024
Flagstar Bank Fort Wayne IN 03/2020 Present
Lpl Financial Fort Wayne IN 02/2024 Present
  • 03/2012 → 11/2016
    Wells Fargo Advisor, Llc
    Fort Wayne, IN
  • 11/2016 → 10/2018
    Fort Wayne, IN
  • 10/2018 → 02/2020
    Fifth Third Securities
    Fort Wayne, IN
  • 10/2018 → 02/2020
    Fifth Third Bank
    Fort Wayne, IN
  • 02/2020 → 03/2020
    Unemployed
    Fort Wayne, IN
  • 04/2020 → 01/2024
    Infinex Investments, Inc.
    Meriden, CT
  • 03/2020 → Present
    Flagstar Bank
    Fort Wayne, IN
  • 02/2024 → Present
    Lpl Financial
    Fort Wayne, IN
Previous Registrations
  • 2020-04-20 → 2024-02-01
    Bluffton, IN
    Rushville, IN
    Van Wert, OH
    Fort Wayne, IN
    Troy, MI
    Fort Wayne, IN
    Huntington, IN
    Decatur, IN
  • 2018-10-15 → 2020-02-28
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Ft. Wayne, IN
    Angola, IN
    Fort Wayne, IN
    Decatur, IN
    Ft. Wayne, IN
  • 2012-03-02 → 2018-10-09
    Duluth, MN
    Van Wert, OH
    Decatur, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Akron, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Bluffton, IN
    Huntington, IN
    Fort Wayne, IN
    Hoagland, IN
    Wabash, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Wabash, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Huntington, IN
    New Haven, IN
  • 2009-03-03 → 2012-03-15
    Fort Wayne, IN
Other Businesses

1- 02/2024 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name Flagstar Wealth Services / Investment Related / At Reported Business Location(s) 2- 02/2024 / 384EVER, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related /Fort Wayne, IN/ 1 hrs mnth / start date 01/01/2022 3- 04/13/2026 - Three Captains, LLC - Business Owner - Not Investment Related - Fort Wayne, IN - Start Date 03/20/2026 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-27
  • S66 Uniform Combined State Law Examination
    2009-02-27

View on SEC IAPD

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