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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Center At Crossroads Bank | Wabash | IN | 07/2010 | Present |
| Vertex Pharmaceuticals Caregiver Advisory | Boston | MA | 08/2014 | Present |
| Signator Investors, Inc. | Wabash | IN | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Wabash | IN | 11/2018 | Present |
1. INSURANCE SALES/ INVESTMENT CENTER AT CROSSROADS BANK POSITION: Independent Insurance Sales NATURE: Fixed insurance sales and service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2010 ADDRESS: 1205 N. Cass ST., Wabash IN 46992, United States DESCRIPTION: Sales of Insurance products. 2. VERTEX PHARMACEUTICALS CAREGIVER ADVISORY BOARD POSITION: Volunteer NATURE: Advisory Board INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: 50 Northern Ave., Boston MA 02210, United States DESCRIPTION: Volunteer to provide feedback as it obtains to caring for a child with Cystic Fibrosis. 3. COACH POSITION: coach NATURE: school INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 189 W. Market St., Wabash IN 46992, United States DESCRIPTION: Coaching youth basketball 4. INVESTMENT CENTER AT CROSSROADS BANK POSITION: IAR, President NATURE: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/05/2010 ADDRESS: 1205 N. Cass St., Wabash IN 46992, United States DESCRIPTION: Investment Advisor Rep.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-04 |
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