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Joseph Carl Stark Iv

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-16
OH RA APPROVED 2026-01-12
  • TX RA
    APPROVED
    Since 2026-01-16
  • OH RA
    APPROVED
    Since 2026-01-12

Branch Locations

221 East 4Th Street Atrium Building, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Covington KY 12/2018 08/2025
Anthem Mason OH 10/2018 11/2018
Humana Pharmacy Springdale OH 02/2013 10/2018
Fidelity Investments Boston MA 03/2025 12/2025
Morgan Stanley Cincinnati OH 01/2026 Present
  • 12/2018 → 08/2025
    Fidelity Brokerage Services
    Covington, KY
  • 10/2018 → 11/2018
    Anthem
    Mason, OH
  • 02/2013 → 10/2018
    Humana Pharmacy
    Springdale, OH
  • 03/2025 → 12/2025
    Fidelity Investments
    Boston, MA
  • 01/2026 → Present
    Morgan Stanley
    Cincinnati, OH
Previous Registrations
  • 2025-03-31 → 2026-01-14
    Strategic Advisers Llc
    Covington, KY
    Fayetteville, OH
    Boston, MA
  • 2020-09-15 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 2019-03-08
  • S66 Uniform Combined State Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    2019-03-08
Other Names
  • Joseph Carl Stark
  • Joseph Stark
  • Joseph Carl Stark
  • Joe Stark

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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