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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-12
TX RA APPROVED_RES 2024-03-23
  • IL RA
    APPROVED
    Since 2024-07-12
  • TX RA
    APPROVED_RES
    Since 2024-03-23

Branch Locations

791 Elm St, Floor 2, Winnetka, IL 60093 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 12/2018 Present
Rose International Chicago IL 04/2018 12/2018
Unemployed Chicago IL 03/2018 03/2018
Stevard Llc Chic IL 11/2017 02/2018
Unemployed Chicago IL 07/2017 10/2017
Northern Trust Chicago IL 07/2015 06/2017
Jpmorgan Chase Bank Na Chicago IL 02/2021 Present
  • 12/2018 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 04/2018 → 12/2018
    Rose International
    Chicago, IL
  • 03/2018 → 03/2018
    Unemployed
    Chicago, IL
  • 11/2017 → 02/2018
    Stevard Llc
    Chic, IL
  • 07/2017 → 10/2017
    Unemployed
    Chicago, IL
  • 07/2015 → 06/2017
    Northern Trust
    Chicago, IL
  • 02/2021 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-21
S66 Uniform Combined State Law Examination 2020-03-02
  • S65 Uniform Investment Adviser Law Examination
    2024-03-21
  • S66 Uniform Combined State Law Examination
    2020-03-02
Other Names
  • Elliot Dixon Donahue

View on SEC IAPD

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