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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-01
  • KY RA
    APPROVED
    Since 2025-01-01

Branch Locations

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 02/2024
Janssen Biotech Inc/Division Of Johnson & Johnson New Brunswick NJ 08/2005 12/2018
Keystone Financial Group Lexington KY 02/2024 Present
Lpl Financial Llc Lexington KY 02/2024 Present
  • 12/2018 → 02/2024
    St Louis, MO
  • 08/2005 → 12/2018
    Janssen Biotech Inc/Division Of Johnson & Johnson
    New Brunswick, NJ
  • 02/2024 → Present
    Keystone Financial Group
    Lexington, KY
  • 02/2024 → Present
    Lpl Financial Llc
    Lexington, KY
Previous Registrations
  • 2019-03-05 → 2024-02-20
    Lexington, KY
    St Louis, MO
    Lexington, KY
    Lexington, KY
    Lexington, KY
Other Businesses

1- 02/2024 / Nelson House Properties LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / 10 hrs mth / 0 hrs during trading 2- 02/2024 / Keystone Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 0 hrs during trading 3- 02/2024 / Jayme Ray Properties / Business Entity For Tax/Investment Purposes Only / Investment Related / 3 hrs mth / 0 hrs during trading 4- 02/20/2024 / Keystone Financial Group LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 2/9/2024 - 160 Hrs/Mo; 6 Hrs During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
  • S66 Uniform Combined State Law Examination
    2019-03-04
Other Names
  • Jayme Ann Wall

View on SEC IAPD

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