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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2018 | 02/2024 |
| Janssen Biotech Inc/Division Of Johnson & Johnson | New Brunswick | NJ | 08/2005 | 12/2018 |
| Keystone Financial Group | Lexington | KY | 02/2024 | Present |
| Lpl Financial Llc | Lexington | KY | 02/2024 | Present |
1- 02/2024 / Nelson House Properties LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / 10 hrs mth / 0 hrs during trading 2- 02/2024 / Keystone Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 0 hrs during trading 3- 02/2024 / Jayme Ray Properties / Business Entity For Tax/Investment Purposes Only / Investment Related / 3 hrs mth / 0 hrs during trading 4- 02/20/2024 / Keystone Financial Group LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 2/9/2024 - 160 Hrs/Mo; 6 Hrs During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-04 |
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