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Monica Lynn Dwyer

Harvest Financial Advisors, LLC

West Chester, OH

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Current Employers
Harvest Financial Advisors, Llc

8840 Cincinnati-Dayton Road, West Chester, OH 45069 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-22
PA RA APPROVED 2021-01-08
IN RA APPROVED 2018-05-02
OH RA APPROVED 2018-04-18
  • KY RA
    APPROVED
    Since 2025-01-22
  • PA RA
    APPROVED
    Since 2021-01-08
  • IN RA
    APPROVED
    Since 2018-05-02
  • OH RA
    APPROVED
    Since 2018-04-18

Branch Locations

8840 Cincinnati-Dayton Road, West Chester, OH 45069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Sevices Llc Blue Ash OH 11/2004 03/2018
Harvest Financial Advisors. Llc West Chester OH 03/2018 Present
Previous Registrations
Other Businesses

OAA#: 36889 | Org Name:Melaleuca Inc. | Org Addr:Idaho Fallls, ID, US | Nature of Bus:Direct Sales of grocery items by mail. | Invst Rel:N | Title:Independent Marketing Rep | Duties:Hosting parties at my home to introduce others to their line of products for the home, e.g. cleaning | Start Dt:07/27/2015 | Total Hrs p/m:3 | Sec Trdng Hrs p/m:0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-16
S63 Uniform Securities Agent State Law Examination 2005-06-16
  • S66 Uniform Combined State Law Examination
    2009-09-16
  • S63 Uniform Securities Agent State Law Examination
    2005-06-16
Designations
Other Names
  • Monica Lynn Auciello
  • Nicki Auciello
  • Nicki Dwyer

View on SEC IAPD

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Other Investors

TRACY DONALD JONES
THOMAS DAVID EBNER
ROBERT MICHAEL LESHNAK
VINCENT B WALN
Seung Ryong-Hwang Mishler
MEGAN ROSE DALTON
DAVID MICHAEL DALTON
Matthew Stephen Nance

Other Offices

OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
HORNOR, TOWNSEND & KENT, LLC · WEST CHESTER, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Liberty Township, OH
LPL FINANCIAL LLC · WEST CHESTER, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Chester, OH
PNC WEALTH MANAGEMENT LLC · Liberty Township, OH

More in West Chester, OH

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