Nicole T Oswalt

Employer firm

Financial Advisors Network, Inc. CRD 152083

$1.11B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars
• CORPORATE TRUST SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 05/2019
  Ubs Financial Services Inc.
  Weehawken, CA
• 09/2017 → 12/2018
  Chico State Calling Center
  Chico, CA
• 09/2016 → 08/2017
  Education
  Chico, CA
• 10/2019 → 09/2024
  Ubs Financial Services Inc.
  New York, NY
• 06/2019 → 09/2019
  Unemployed
  Hoboken, NJ
• 09/2024 → Present
  Financial Advisors Network, Inc.
  Tustin, CA

Previous Registrations

• 2020-02-13 → 2024-09-24
  Ubs Financial Services Inc.
  San Diego, CA
  New York, NY
  Newport Beach, CA
  Newport Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-08-06

Other Names

• Nicole Taylor Kerstner
• Nikki Oswalt
• Nicole T Kerstner